-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EPOoi+Rh7Lvr3RXLmkXYxY8jRdDd/3yZSsVP+IIfL4moIo7t9QcyD/v8dgZm6WkY om8amxQqig9KapSLB5aYAw== 0000950116-00-000554.txt : 20000320 0000950116-00-000554.hdr.sgml : 20000320 ACCESSION NUMBER: 0000950116-00-000554 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000317 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ULTRALIFE BATTERIES INC CENTRAL INDEX KEY: 0000875657 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 161387013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-44435 FILM NUMBER: 572864 BUSINESS ADDRESS: STREET 1: 2000 TECHNOLOGY PARKWAY CITY: NEWARK STATE: NY ZIP: 14513 BUSINESS PHONE: 3153327100 MAIL ADDRESS: STREET 1: 2000 TECHNOLOGY PARKWAY CITY: NEWARK STATE: NJ ZIP: 14513 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INTERMAGNETICS GENERAL CORP CENTRAL INDEX KEY: 0000351012 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FABRICATED METAL PRODUCTS [3490] IRS NUMBER: 141537454 STATE OF INCORPORATION: NY FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 450 OLD NISKAYUNA RD STREET 2: PO BOX 461 CITY: LATHAM STATE: NY ZIP: 12110-0461 BUSINESS PHONE: 5187821122 MAIL ADDRESS: STREET 1: 450 OLD NISKAYUNA ROAD STREET 2: PO BOX 461 CITY: LATHAM STATE: NY ZIP: 12110-0461 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------------------- SCHEDULE 13D Under the Securities Exchange of 1934 Amendment No. 6 Ultralife Batteries, Inc. ------------------------------- (Name of Issuer) Common Stock ----------------------------- (Title of Class of Securities) 903899102 ------------------- (CUSIP Number) Glenn H. Epstein, President Intermagnetics General Corporation 450 Old Niskayuna Road Latham, New York 12110 (518)782-1122 --------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 2-3, 2000 ---------------------------- (Date of Event that Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior covering page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Schedule I - Page 1 of 4 Pages _______________________________________________________________________________ CUSIP No. 903899102 SCHEDULE 13D _______________________________________________________________________________ 1 NAME OF REPORTING PERSONS, S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Intermagnetics General Corporation 14-1537454 ______________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [X] ______________________________________________________________________________ 3 SEC USE ONLY ______________________________________________________________________________ 4 SOURCE OF FUNDS (See Instructions) ______________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] ______________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION State of New York _______________________________________________________________________________ | | NUMBER OF | 7 | SOLE VOTING POWER SHARES | | 853,053 BENEFICIALLY |_____|________________________________________________________ OWNED BY | | EACH | 8 | SHARED VOTING POWER REPORTING | | 0 PERSON WITH |_____|________________________________________________________ | | | 9 | SOLE DISPOSITIVE POWER | | 853,053 |_____|________________________________________________________ | | | 10 | SHARED DISPOSITIVE POWER | | 0 _______________|_____|_________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 853,053 ______________________________________________________________________________ 12 CHECK THE BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [X] ______________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.85% ______________________________________________________________________________ 14 TYPE OF REPORTING PERSON (See Instructions) CO ______________________________________________________________________________ SEE INSTRUCTIONS BEFORE FILLING OUT! Schedule I - Page 2 of 4 Pages This Amendment No. 6 to Schedule 13D ("Amendment No. 3") amends and supplements the prior statement on Schedule 13D (the "Statement") as filed by Intermagnetics General Corporation (the "Reporting Person") dated December 31, 1992, as amended by Amendment No. 1 to Schedule 13D, dated May 28, 1993, Amendment No. 2 to Schedule 13D, dated December 1, 1994, Amendment No.3 to Schedule 13D, dated September 28, 1995, Amendment No. 4 dated March 1, 1996, and Amendment No. 5 to Schedule 13D, dated February 15, 2000, each of which relate to the Common Stock, $.10 par value per share, of Ultralife Batteries, Inc., a Delaware corporation (the "Issuer"). In the event that any disclosure contained in this Amendment No. 6 is inconsistent with the disclosure contained in the Statement, the disclosures contained herein shall supersede such inconsistent disclosure from the date of this Amendment No. 6. Item 1. Security and Issuer No change. Item 2. Identity and Background No change. Item 3. Source and Amount of Funds or Other Consideration No change. Item 4. Purpose of Transaction No change. Item 5. Interest in Securities of the Issuer (a) Item 5.a. of the Statement is hereby amended to replace the first paragraph only with the following: The Reporting Person currently owns 853,053 shares of the Common Stock of the Issuer (the "Shares") corresponding to approximately 7.85% of the outstanding shares of Common Stock of the Issuer. (b) No change (c) Item 5.(c) of the Statement is amended by adding to the end thereof the following: Schedule I - Page 3 of 4 Pages On March 2, 2000, the Reporting Person sold 1,700 shares of the Issuer's Common Stock at a price of $14 per share in a brokerage transaction reported on NASDAQ. On March 3, 2000, the Reporting person sold 4,000 shares of the Issuers Common Stock at a price of $14 1/4, 1,000 shares at a price of $14 15/16, 1,000 shares at a price of $14 1/2, 1,000 shares at a price of $14 9/16, 1,000 shares at a price of $15 1/4, 1,000 shares at a price of $15 5/16, 10,000 shares at a price of $15 3/8, and 2,000 shares at a price of $15 3/4. (d) No change. (e) No Change. Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer No change. Item 7. Material to Be Filed as Exhibits No change. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. INTERMAGNETICS GENERAL CORPORATION March 17, 2000 By: /s/ Michael C. Zeigler -------------------------------------- Michael C. Zeigler Senior Vice President - Finance, and Chief Financial Officer Schedule I - Page 4 of 4 Pages -----END PRIVACY-ENHANCED MESSAGE-----